FAIS Compliance Officer Services

As outsourced compliance officers, we are experts in the monitoring responsibilities established by the FAIS Act.

Fulfilling the compliance function is a daunting, time-consuming, and often confusing challenge – especially when running your business at the same time.

At Omega Compliance Solutions, we understand that with vast amounts of paperwork, constantly changing legislation, and difficult-to-understand procedures taking up most of your time, it’s difficult to still look after your most important asset – your clients!

Our FAIS Compliance Officer service gives you the peace of mind that the required protocols are being followed, the correct documentation is being submitted on time, and that the legislative hurdles are being vaulted by the experts, leaving you to spend your time more effectively managing your business.

Completing

and submitting compliance reports to the Financial Sector Conduct Authority (FSCA).

Managing

representative and key individual registers.

Up-to-date

Keeping up-to-date records of the financial services provider with the FSCA.

Reporting

Regular monitoring and reporting of the state of compliance in financial services providers.

Monitoring

the compliance of the activities of representatives.

Compiling

and submitting exemption applications.

Let us help you improve your business!